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Enforcement Jurisdiction

Persons subject to the enforcement jurisdiction

1. The following persons shall be subject to the enforcement jurisdiction of the Society –

(a) a member;

(b) an underwriting agent;

(c) an approved run-off company;

(d) a Lloyd’s broker;

(e) an annual subscriber (other than in respect of any misconduct committed in the annual subscriber’s capacity as a director, partner or employee of a Lloyd’s broker);

(f) a director or partner of any person (other than a member who is an individual) referred to in paragraph 1(a) to (c) above;

(g) a person who works for any person (other than a member who is an individual) referred to in paragraphs 1(a) to (c);

(h) a member of any member which is a limited liability partnership; or

(i) any person that has agreed to submit to the enforcement jurisdiction of the Society;

2. A person shall remain subject to the enforcement jurisdiction of the Society after he or it has ceased to be a person referred to in paragraph 1 but only in respect of acts committed by, or omissions of, that person while he or it was a person referred to in paragraph 1.